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The other, hidden, side
of globalisation
Review
by Surjit Hans
Global
Transformations: Politics, Economics and Culture
by Held, McGrew, Goldblatt & Perraton.
Stanford University Press, California. Pages 515.
£ 15.
Capitalism
at the end of the Millennium: A Global Survey.
Monthly Review July-Aug, 1999, Cornerstone
Publications, Kharagpur. Pages 169. Rs 70.
GLOBALISATION is a buzz
word. Hyper-globalisers make it a new era. The
sceptics call it a myth to point out that the
world economy is "confined" to regional
blocs. The transformationalists are concerned
with the practicalities of the situation.
Globalisation
has bruised the Westphalian model of the nation
state. It was ushered in with the peace treaty of
Westphalia in 1648 after the Thirty Years War.
Territorial sovereignty, non-intervention in
domestic affairs, consent of states as the basis
of international obligations, private settlement
of differences or by force, diplomatic relations
but minimal cooperation, national interest above
all, and the principle that might eventually
makes right were its cornerstones.
Nation state is
in crisis. It cannot control what happens beyond
its borders. Nor can it fulfil by itself the
demands of its citizens. Thus, there is a crisis
of legitimacy. The sites of powers are oceans
apart from the subjects of power.
Globalisation
has affected all areas of human activity
goods, capital, people, knowledge,
communications, weapons, crime, pollutants,
fashion and beliefs. Newer patterns of exchange,
power, hierarchy and unevenness have evolved.
There is an invisible government of foreign
banks, companies and international organisations.
International
regulatory regimes from the International Civil
Aviation Authority to the World Trade
Organisation are encroaching on the area of
nation state. In the year 1909 there were 37
inter-governmental organisations, 176
international non-governmental organisations; the
figures for 1996 were 260 and 5472.
Though
sovereignty has eroded, autonomy is intact. It is
there to articulate and achieve policy goals. A
new geography of powers and privilege has
evolved.
Sovereignty is
no longer a guarantee of international
legitimacy. Human rights, national minorities and
war crimes are both national and international
concerns.
It is not the
end of history. Globalisation is mediated,
managed, contested and resisted by governments,
agencies and people.
Trade links
distant markets. As far as the West is concerned,
the seasonality of fruit and vegetables has
disappeared from the supermarkets. At the start
of the 19th century the world exports amounted to
only 1 or 2 per cent of world GDP.
Trade generally
grew faster than world income through the 19th
century. For the West exports rose to 5 per cent
of the GDP by the middle of the century and to 10
per cent in 1880.
To make a fetish
of trade is not productive. High levels of trade
are neither necessary nor sufficient for growth.
That trade has a significant impact on developing
economies depends on whether domestic market
structures are sufficiently advanced to realise
the gains from trade and diffuse them throughout
the economy.
In 1996
developed countries accounted for 70 per cent of
world exports. In 1995 the Asian Tigers
share of world manufactures exports was 20 per
cent. Latin American exports stagnated in the
1990s. African and West Asian exports have gone
down.
Primary goods
made up the bulk of trade before World War II.
Post-war trade has been dominated by manufactures
along with increasing levels of services trade
since the 1980s. The fall in demand for primary
commodities had a huge negative impact on Africa.
In many cases growth rates and investment levels
have still not recovered.
Rather than
trading different goods, the developed countries
have been trading similar goods. The
intra-industry trade brings domestic and foreign
producers into a competition. Trade within a
single industry implies product differentiation
and economies of scale, thus reduction in unit
cost. The production process is parcelled out
leading to "slicing up the value
chain". Intra-firm trade now (1995) accounts
for between a quarter and a third of total trade.
Typically, intra-industry trade forms only a
small fraction of developing countries
trade.
Employers in
tradable industries resist social security
contributions (for the working class) on the
grounds of global competitiveness. On the other
hand, the demand for unskilled labour has fallen
by 20 per cent. There are increased demands on
the welfare state while the political basis for
funding it has been undermined. "Just when
working people most needed the nation state as a
buffer from the world economy, it is abandoning
them."
Global finance
is concentrated in three main centres
Tokyo, London and New York. World foreign
exchange trading averages $ 1490 billion a day.
In 1870 Britain
held 62 per cent of the total world foreign
investment stocks; France 31.6 per cent. America
made its entry with 2.1 per cent in 1900 to reach
21.2 per cent in 1938. Britan came down to 41.7
per cent; France to 7 per cent.
The gold
standard was formally established in 1878.
"Given the absence, or limited nature, of
democratic institutions, governments could
largely ignore the domestic social and economic
consequences of monetary adjustments, especially
deflationary adjustments." The system
rapidly disintegrated as the Great Depression
undermined international financial cooperation.
The Bretton
Woods agreement of 1944 could not prefigure the
enormous growth of global finance. The first
article of the IMF charter enjoins "the
promotion and maintenance of high levels of
employment and real income, and the development
of the productive resources of all members as
primary objectives of economics policy". It
was designed to ensure that domestic economic
objectives were not subordinated to global
financial disciplines but, on the contrary, took
precedence over them.
The Bretton
Woods system was a compromise between free
traders desiring global markets, and the social
democrats who wanted national prosperity and full
employment. This "embedded liberalism"
provided for the liberalisation of world trade
while capital controls and fixed exchange rates
helped the governments to ensure social
protection and pursue macroeconomic policy.
In the
developing countries the situation was quite
different. They devalued more than once during
the post-war period. The balance of payments
crises were structural rather than cyclical in
nature.
The Soviet Union
deposited its dollar holdings in European banks
lest the US Government should sequestrate them.
European banks receiving dollars realised that
instead of converting them into national
currency, they could lend them out. Much of the
Euro dollar business was conducted by the
overseas branches of US banks. These Euro dollar
funds grew rapidly to create a huge Euro currency
market.
In 1971 Nixon
ended the gold convertibility of dollar which
signalled the demise of the Bretton Woods system.
In 1973 OPEC quadrupled the price of oil,
enabling the members to recycle $ 50 billion in
1974-76. From a negligible level in the 1960s,
private capital flows grew so that in 1997 the
total net issues of international loans and bonds
amounted to $ 890 billion. The rate of growth of
capital raised through banking and bond issues
had outpaced the growth of both world output and
trade.
The annual
turnover of foreign exchange jumped from 17.5
trillion in 1979 to $ 300 trillion in 1999,
roughly $ 1.4 trillion every working day. Foreign
exchange is a requirement of international trade.
It has grown over 10 times the world trade flows
in 1979 to over 50 times today. Official foreign
exchange reserves from all countries combined
represent about one days trading volume on
exchange markets.
Floating
exchange rates have increased opportunities for
agents to speculate on their movements.
Speculators periodically take positions against
fixed or managed exchange rates, effectively
betting that governments will be forced to
devalue. The ensuring massive flows of funds have
produced notable devaluation crises, involving
European currencies in 1992 and 1993, the Mexican
peso in 1994, several Asian currencies in 1997,
and the Russian rouble in 1998.
Deregulation of
financial markets in developing countries has
often led to high levels of speculative activity,
largely fuelled by short-term capital inflows.
Short-term capital inflows generate a high degree
of volatility and systemic risk within global
capital markets.
The balance
between private and public power in the domain of
financial market has shifted radically in favour
of the former, to the extent that "a
significant victory has been scored for the
interests of internationally mobile
capital".
National
macro-economic policy is vulnerable to changes in
global financial conditions. Speculative flows
can have immediate and dramatic domestic economic
consequences. Comtemporary financial
globalisation has altered the costs and benefits
of different national macroeconomic policy
options, making some options prohibitively
expensive. These costs and benefits, moreover,
vary between countries and over time in a manner
that is not entirely predictable.
The former
socialist countries can neither look to the past
nor dare to face the future with a clear
conscience. A Polish graffiti read: "We
wanted democracy but we ended up with the bond
market."
The pointers are
that systemic risk is a structural feature of the
contemporary global financial system.
In 1998 there
were 53,000 multinational corporations worldwide
with 450,000 foreign subsidiaries which had
global sales of $ 9.5 trillion. The 100 largest
MNCs control about 20 per cent of global foreign
assets, and account for almost 30 per cent of
total world sales of all MNCs.
MNCs are central
to the process of economic globalisation. They
account for two-thirds of world trade, with upto
one-third of world trade being intra-firm. They
account for 80 per cent of world trade in
technology.
Foreign direct
investment accounts for only approximately 25 per
cent of total investment in international
production in the foreign affiliates of
multinational corporations since MNCs
raise investment capital from a variety of
sources. Accordingly, "the weight of
international production is considerably
larger" than FDI flows indicate.
For most of the
post-war period stocks and flows of FDI have
grown faster than world income, and sometimes
trade. The turnover of the largest 500 companies
has grown faster than world output. MNCs now
account for a good part of worlds exports,
while sales of foreign affiliates exceed total
global exports.
In the late
1980s developing countries (Asian Tigers) were
home to 3,800 indigenous MNCs; by the mid-1990s
this had more than doubled.
For most of the
post-war period FDI among OECD (developed)
economies has grown faster than that to
developing countries so that FDI stocks (as
opposed to flows) remain significantly
concentrated in the former. By 1960 two-thirds of
stocks were located in developed countries,
roughly the reverse of the pre-war picture. Since
then the developed countries share has
grown to around three-quarters.
Africa has
become more marginalised with the decline of FDI
in primary production. Latin America has declined
in relative terms. The most dramatic rise has
been in East Asia, although this is unlikely to
be sustained in the aftermath of the regional
economic crises. In 1994, China accounted for
around 15 per cent of the total inward FDI
stocks, and over a third of total inward flows to
developing countries.
Although
initially British MNCs investment were
concentrated in the Commonwealth, since the
1970s, in particular, investment has become
concentrated in OECD countries.
Until quite
recently foreign MNCs accounted for a negligible
proportion of national output in a significant
number of developing economies, including India.
Only around 10 per cent of Korean and 20 per cent
of Taiwanese manufacturing output is accounted
for by foreign MNCs. The share for Hong Kong,
Indonesia and Thailand is also similar. In
Malaysia foreign MNCs account for over 40
per cent of value added in manufacturing.
Even where
exports are produced by small and medium-sized
enterprises, distributing and marketing
arrangements with MNCs are often crucial in
securing access to world markets. Given
MNCs knowledge of global markets, their
competitive advantages as processors of market
information and organisers of markets may have
increased relative to their advantage as
organisers of production.
MNCs can borrow
abroad when domestic interest rates are high, and
conversely take advantage of low domestic
interest rates to borrow to fund projects
overseas. This clearly compromises the
effectiveness of national monetary policy.
Transfer pricing
involves the under- or overcharging by MNCs
through internal transactions so as to
artificially boost profits in low tax countries
and reduce them in high tax ones. The
multinationals have the ability to minimise tax
liabilities. Nevertheless, countries and regions
continue to be drawn into a "beauty
contest" by competing on tax incentives.
Yet, among OECD
states in particular, the magnitude and economic
significance of FDI and MNCs in relation to
national economic activity are such that the
needs of multinational capital cannot be ignored.
If the
production technology is developed in such a way
that it is operable by low paid workers, the
globalisation of production would contribute to
widening wage differentials between skilled and
unskilled workers within and between countries.
Michelin in France, for example.
Both
quantitative and qualitative evidence indicates
that pre-existing institutions and
infrastructures are central to capturing
spillover benefits from inward FDI but such
benefits are often small. This suggests that FDI
generally plays a significantly positive role in
those countries that have already achieved a
prior level of development.
The important
question for India is to ensure that
globalisation is something more than a mantra.
In
"Capitalism at the End of the
Millennium" the articles on sub-Saharan
Africa by Saul & Lay and the one on the USA
by Doug Henwood are gems of writing.
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Yet another holocaust
poet
Review
by M.L. Raina
Poems of
Paul Celan translated from German by Michael
Hamburger. Persea Books, New York. Pages 358. $
15.95
THE Holocaust was a
watershed in the 20th century. The systematic
destruction of nearly six million Jews by the
Nazi war machine was perhaps the ultimate in
human bestiality whose parallel may still not be
available today in spite of numerous post-war
genocides in Asia, Africa and most recently in
Kosovo. Perhaps the enormity of the Nazi crime
made Adorno wonder whether poetry was possible
after Auschwitz. George Steiner, endorsing
Adornos despair, thought language itself
was incapable of accommodating the magnitude, the
degradation of what he called the
"shoah". Franz Lanzman, in his film
"Shoah" was similarly sceptical about
ever rendering the crime into a truthful
expression.
In
"Bluebirds Castle" and at other
places Steiner raised the question: "What
kind of rationality, what kind of ordered logic
of the human social and psychological
circumstance, what processes of rational analysis
and causal explanation, are available to language
after the cancer of reason, the travesty of all
meaningfulness, enacted in the Shoah?"
There is an
element of hopelessness in these words aggravated
by the fact that there have been many survivors
of the carnage who have remembered and who
continue to remind us that the Holocaust must not
be forgotten because it signals the total
breakdown of human rationality in the face of
overwhelming evil.
Writers on the
Holocaust have seen this evil as total and
unamenable to explanation. Hence the calls to
silence, to suffer the inexpressible and be the
living embodiments of the unspoken and the
unspeakable. Hence also the relevance of poets
such as Paul Celan.
Though
historians and theologians have found evil
inexpressible in logical terms, poets and artists
have found their own means of expressing it. Elie
Weisel, a distinguished writer and survivor, has
proposed that "poetry exists so that the
dead can vote". Bertolt Brecht even went so
far as to assert in reply to a question whether
"there will be singing in the dark
times": "Yes, there will be
singing/about the dark times". In spite of
Eliot complaining that words are inadequate to
express the intensity of feelings, poets have
spoken of the Holocaust in varying ways.
Surprisingly it is the poets rather than
novelists and dramatists who have come to grips
with the Nazi terror in a manner that is unique
and distinctive. Not surprisingly, though, it is
the post-war German poets who have expressed the
urgency in which the language dilemma brought on
by the Shoah becomes the dilemma of the German
language itself.
Herein lies the
significance of Paul Celan. Only he, amongst a
galaxy of significant post-war poets, gives
"the apocalypse of the inhuman" its
calendar as well as its hallucinatory clarity.
"Hallucinatory clarity" might sound
contradictory to the common ear. But to those who
have lived through the dark days, this is
precisely how it must have felt when the shadow
of death and gas ovens were the only certainties
the victims could know. It is in this sense that
Celans poetry is both a poetry of extremity
and a poetry of witness, often together and
simultaneously. As Steiner says with Celan in
mind, "as to speech about God, what forms
can it take...after the death camps?"
Celans is
a poetry of extremity in the sense that extreme
situations like war, exile, violation of language
take on an abstract purity, a disembodied
generality whose effects do not depend on the
sufferings of individual victims. Here he differs
very much from American confessional poets such
as Lowell and Berryman. The absence of the
personal "I" from the most anthologised
poem "Death fugue" distances the
experience described from immediate circumstance.
"Black milk of daybreak we drink it at
evening/we drink it midday morning/we drink it at
night/we drink and we drink/we shovel a grave in
the air/there you wont lie too
cramped."
In one sense
this in an Auschwitz poem (a reply to Adorno that
poems after the event are possible). In another
sense the cold horrors of the camp never cry out
for attention in the way overtly confessional
poets cry out to us. The repetitiveness of
phrases (we drink it, for example), and the
surrealist nature of the imagery in much of the
poem combine with the intricate musical structure
implied in the title to remove the poem from
immediate historical events and convey it to that
realm where history becomes a larger human
concern than a simple event. Short of becoming
transcendent in any mystical/mythical way, it
continues to resonate through epochs and periods
wherein similar experiences have occurred.
The extremity of
its theme is preserved in the iterated reminders
of death ("death is a master from
Deutschland") as well as in the silences and
absences so palpably impressed between stanzas.
Compared with the poetry of a fellow German,
Johannes Bobrowski who retains a lyrical core
within the evocations of present-day horror,
Celan in this poem continues to focus on the
present, particularly its strange illusions in
the midst of outrage. The particular pathos and
power of the poem are revealed in the partly
hidden and partly evident balance the poet is
able to maintain between what is undoubtedly the
most unpoetic material and the pure poetic form
towards which it tends.
Celan is a
witness poet apart from being the poet of
extremity. As a Romanian Jew settled in France
and writing poetry in German, he has been a
witness to both the destruction of his native
country by the Nazis, and to the defiling of the
language of his composition by the lies and
contaminations of the Nazi propaganda. He has
heard the "shrill, demented choirs of
wailing shells" (Wilfred Owen). In Owen the
dead are mourned not by praying relatives but by
the cacophany of new technologies without the
healing comfort of religion. For Celan the
attacks on Jews conflict with the illusion (or
shall we say actual belief) of being the chosen
people. He has been a witness to the systematic
and efficient project of elimination of his
people, but his response is not the shrill cry,
but a silent refusal to accept the divinity of
God who can allow such practice.
In a poem titled
"Psalm", he refuses to call God by his
name but refers to him as "No-one":
"No-one kneads us again out of earth and
loam/No-one bespeaks our dust./No-one? Praise
unto thee, No-one? For love of you will we bloom?
Towards/Against you."
The no-one God
is an analogue to the no-one Jew whose collective
and individual extinction is the burden of this
remarkable poem. The extinction of the Jew is for
Celan the extinction of the human race itself.
Yet the Jewish nothingness is "in
bloom", is not to be written off
permanently. Reading these lines you at once make
connections with Yeatss "terrible
beauty" which is both destructive and
beautiful, a phoenix-like emergence from the
ashes.
In most of the
poems in this splendid selection by Michael
Hamburger, himself a poet of considerable merit,
we move not through verifiable statements but
through lived parables and animated metaphors.
The fact that Celan wrote in the language of his
murderers (itself a defiance of Adornos
despair), and the fact that he committed suicide
in 1970, long after the Holocaust, hint at one
thing and one thing alone: the urgent need to
confront the weapons of his poetry against the
battering realities of languages
limitations and the choking inadequacies of the
language itself.
In poem after
poem in this selection "The lock
gate", "Coagula", to name only a
few there is a sense that language itself
is insufficient for the particular poetic ends to
which Celan has consecrated himself. This adds
further pathos to a poet who seeks pure form that
would hold the impure realities of his
experience.
Celans
critics and there are many berate
him for aspiring to a sanitised hermetic form. In
a sense this is true. But the hermeticism of his
formal mission is like the supposed hermeticism
of Joyces language. Both aspired towards a
form that entailed the cracking, the splitting
and the fragmenting of the available resources of
language in order to accommodate their peculiar
epic visions. It is true that Celan is not
accessible either to summary analysis or to easy
appropriation by critics with a palpable design
of ideology over his work.
To retain his
individual sanctity against the dialect of the
tribe, Celan, again like Joyce, rifles through
his language, tilts the music of his rough
diction against the false sonorities of accepted
music, chops and stretches words and syntax to
throw away its dead worn commonplaces. All in the
service of a muse that is restless, itinerant and
always on the lookout for fresh meanings:
"With all my thoughts I/went out of the
world: and there you were/you, my quiet, my open
one/and you received us./Who says everything died
for us when our eyes broke/? Everything awakened,
everything brightened."
It is at this
point that Celans "flurrying
metaphors" and "landscapes with urn
creatures" come up to greet and challenge us
into thinking.
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Social history of Lubanas
Review
by Satish K. Kapoor
The
Lubanas in Punjab: Social, Economic and Political
Change (1849-1947) by Jaswant Singh. Murabia
Publishers, Begowal (Kapurthala district). Pages
260. Rs 225.
"LAVANIK" is the
Sanskrit word for a salt merchant. The Lubana
(also spelled as Lobana, Libana and Lebana)
community is said to have derived its name from
this word because its members traded in salt. But
Lubanas did not deal in salt alone but other
goods as well including gur, grains, oil seeds,
and petty ornaments like ear trinkets and brass
rings. In that case they would not have become
known after one trade item to the exclusion of
others.
Linguistically,
the word "lubana" is more in
propinquity with the Sanskrit lubhana or lubhavana,
meaning that which pleases, attracts or
gratifies. The community was once known for
continuing the ancient tradition of mimicry
through wayside shows; hence the name bahurupia
(from bahu, many and rupa, forms)
tagged to it. The mendicant actors of the
community entertained people by assuming
different forms and characters both playfully and
derisively.
The historical
course of the community did not, however, follow
a single track. Many Lubanas assumed the role of
carriers of goods from one part of the country to
another.
Due to their
nomadic life-pattern and their indulgence in
trade activity of minor nature, they came to be
called banjaras. Their lineage has been variously
traced to Chauhan or Raghuvanshi Rajputs, to Gaur
Brahmins and even to Suryavanshi and
Chandravanshi Kshatriyas, perhaps because of the
changing nature of their activities at different
places and at different periods of time. Although
a vast majority of them came from the Hindu
stock, there were some who claimed affinity to
the Turks.
This book
provides and interesting historical account of
the Lubana community of Punjab known for its
dexterity, simplicity, religiosity, courage of
conviction and loyalty to the Sikh Gurus and to
the Sikh ethos. It takes into account the
ethnographic, social, economic, political and
cultural facets of the community, throwing fresh
light on many neglected aspects. It places the
community on a broader canvas of the history of
greater Punjab, specifically during the British
period, with a view to evaluating its role and
contribution and exploring the aspects of social
mobility, cultural renaissance and political
awakening among its members.
The analytical
mode of a sociologist leads him from cause to
effect; that of a historian from effect to cause.
Jaswant Singh coalesces the two approaches to
provide varying dimensions of the complex
phenomena of social, economic and political
change among the Lubanas. The metamorphosis of
the community from that of
"gymnosophist" traders or carriers of
daily commodities to peasant proprietors, and
from nomads to settled people is an odyssey of
great historical and sociological importance.
The dynamics of
social change among the Lubanas lay both in
endogenous and exogenous factors. Change, a
value-neutral concept, occurred in a gradual way
in the community, affecting at times the
quintessentials of its sociocultural system. But
the change was not born of a sense of alienation
or defeatism. It was positive and natural under
the exigencies of circumstances. The more or less
acephalous character of the community also helped
it to imbibe values and norms of other (cultures)
without any fear of deviational sin.
The first
prominent Lubana to be fascinated by the Sikh way
of life was Saundhe Shah who came in contact with
Guru Angad Dev. He was followed by many others
like Baba Hasna and Baba Takht Mal who served the
fifth and sixth Sikh Gurus. Another Lubana Sikh,
Baba Dalipa, is said to have preached the Sikh
doctrine in the Jalandhar doaba during
this period. Makhan Shah, the wealthy trader who
discovered Guru Tegh Bahadur from among the
impostor Gurus at Bakala, and Lakhi Shah who
along with his son Nagahia, cremated the headless
body of the ninth Guru by burning his own house,
were Lubana Sikhs.
The Lubanas
served in the armies of Guru Gobind Singh, Banda
Bahadur, the misldars and Maharaja Ranjit Singh
and distinguished themselves by their
fearlessness and sincerity. Many among them took
to agriculture as a result of the agrarian policy
of Maharaja Ranjit Singh which entrusted waste
land to them on a nominal rent. Gradually, they
became peasant-proprietors in some districts.
The Lubanas
numbered nearly 50,000 as per the 1881 census. In
the next 50 years they showed a demographic
increase of 14 to 16 per cent. Jaswant Singh
describes how and why the number of Sikh Lubanas
surpassed that of Hindu or Muslim Lubanas in the
19th century, and in what way the change in the
occupation of members of the community affected
their geographical distribution.
Jaswant Singh
delineates the social customs and religious
beliefs and practices of the Lubanas in a
masterly way. He takes note of the expensive and
supercilious customs governing birth, marriage
and death which underwent a change for the better
as a result of western education, interaction
with enlightened members of other communities
through military and civil services, the
vihar sudhar lehar of
Sant Prem Singh and the pristine form of Sikhism
as presented by Singh Sabhas.
Gradually, the
polytheistic Lubanas worshipping mother goddess,
snake, samadhi, tree or some such object came to
abhor the traditional religious practices.
Adoration of the pipal tree almost disappeared.
The role of purohits or religious mendicants also
diminished in their socio-religious life. The use
of sacred thread, smoking the hukkah, opium and
intoxicating snuffs became a taboo for members of
the community. The Lubanki dialect of the Lubanas
lost its credibility and use, and with it faded
away the obsolescent aspects of their culture.
The political
consciousness among the Lubanas was as much the
consequence of the administrative policies of the
British as of the socio- cultural resurgence
brought about by the Singh Sabhas. They acted
both as collaborators and opponents of the Raj
which is evident from the fact that while they
served the British cause during the two world
wars, they also participated in Akali morchas and
Congress movements.
The book having
four useful appendices (on the Lubanki dialect,
Lubana establishments, eminent Lubana
personalities and Lubana villages) detailed
glossary, bibliography and index is a pioneer
work of great merit.
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A blank look at 4-D
world
Review
by Rajesh Kathpalia
Surfing
through Hyperspace Understanding Higher
Universes in Six Easy Lessons by Clifford A.
Pickover. Oxford University Press, New Delhi.
Pages 239. Rs 395.
THE President of the United
States of America has been abducted and taken
into fourth dimension 4-D. Is it a typical
tale of American obsession with their Presidents?
No, here 4-D is more important than the
President. It is just a "guest
disappearance" of the President in the book.
Otherwise, the book by a New Yorker is an attempt
to stretch our "three dimensional" mind
into a possible fourth dimension or
"hyperspace" and to see what lies
there. It is also a story a fictional
dialogue between two futuristic FBI agents much
like in the acclaimed TV serial, "The
X-Files". And why not? As D. Michio Kaku
says, "Hyperspace is where physics,
mathematics and science fiction collide!"
For the uninitiated, the
term hyperspace is popularly used while referring
to higher dimensions though "hyper" is
the correct scientific prefix for higher
dimensional geometries. Current thinking in
theoretical physics postulates the existence of
not just four spatial dimensions (one being
fictitious), but 10 physical dimensions of space
and time. The author mostly concentrates on the
physical aspect of knowing four dimensions, even
four-dimensional beings and what mischief and
good they could do in our three-dimensional
world.
We live in a
"prison of the obvious". Space for us
is so obviously three dimensional that we
dont bother "imagining" other
dimensions. But "space is a learned, not an
inherent, concept", said 19th century German
physicist Herman von Helmhaltz. His studies of
human "vision" led him to believe that
our sense of vision created our idea of space and
given the correct input data, we could visualise
the fourth dimension.
But there are
differing opinions on the plausibility or
otherwise of a fourth dimension. And experiments
in this field are difficult to even conceive of
not to talk of their practicability. We do not
know exactly what to expect and what to verify!
Conjectures remain conjectures!
Light bends as
it passes by a star, suggesting that pockets of
our space are curved in an unseen dimension
beyond our spatial comprehension. Albert Einstein
argued that gravity itself was the result of the
curved space nearby the mass, and the orbits of
the planets are just straight lines (to put it in
4-D language), and not elliptical. Riemann, the
great 19th century geometric expert, believed
that not only gravity but electricity and
magnetism were caused by crumpling of our 3-D
universe in an unseen fourth dimension.
But then there
are others! "A simple proof that the world
is three-dimensional", a paper by Tom
Morley, began this way: "The title is, of
course, a fraud. We prove nothing of the sort.
Instead we show that radially symmetric wave
propagation is possible only in dimensions one
and three." Simply put, this means it may be
difficult to have radio, television and rapid
global communication in higher dimensional
worlds.
Kant also
discounted the possibility of higher dimensions.
He took the case of gravity which moves through
space like an expanding sphere that is,
its strength varies inversely with the square of
the distance. Kant then poses a problem for God.
If God chose to make gravity move through space,
varying inversely with the cube of the distance,
only then He would have required a space of four
dimensions. Kant, I believe, was very naive in
his reasoning. God can do anything!
And God has
given the power of imagination to us! Let us use
that. The commonest analogy for imagining shapes
in high dimensions is to move objects
perpendicular to themselves. Moving a
zero-dimensional (0-D) point, we generate a line,
a 1-D object with two end points. A line if moved
perpendicular to itself along a plane will
generate a square with four corners. A square
moved perpendicular to itself forms a cube with
eight corners.
Next stop? It
is, of course, difficult to visualise but we can
predict that if we are able to move a cube
perpendicular to all its edges, we would generate
a hypercube a 4-D object. The book gives
representations of higher dimensional cubes, even
eight-dimensional cubes, generated through
computer graphics. Ever thought of higher
dimensional chess!
Imagine 2-D
creatures existed somewhere.
"Flatland", a scientific-sociological
fiction by Abbott, written over a century ago,
described this. The creatures were totally
unaware of the existence of a higher dimension
around them. Until some day! Abbott was the first
person to explore what it would mean for 2-D
creatures to interact with higher dimensional
world. Indeed 3-D creatures like us would have
awesome power compared to 2-D creatures.
We would be able
to look down on a 2-D universe and to see inside
every structure at once. Two-dimensional beings
will have no privacy. We would shorten any
distance by twisting the 2-D plane suitably. But
ditto for any 4-D being (hyperbeings) vis-a-vis
us! They would see inside any 3-D object or life
form or reach into a solid object without
breaking the outer surface. What about a surgery
without even pricking the skin?
But is this all
academic! Why have we not got any conclusive
proof? For one, it has been suggested that fourth
dimension was different from others because it
was curled up like a circle; and the size of the
circle was so small that it could not be seen
directly. What an anticlimax!
Anyway, the book
by a staffer at the IBM Thomas J. Watson Research
Centre, is an entertaining work, even if it
puzzles you with some abstract mathematics. The
appendices discuss a number of interesting
problems like the four dimensional version of
Rubik Cube, 4-D mazes and hyper computer
programmes, for computer junkies and evolution of
four-dimensional biologies, even 4-D speech
writing and art!
After going
through the book your knowledge of the fourth
dimension will remain vague, as the author
himself warns us. "Imagery is at the heart
of much of the work described in this book,"
he says. And, well, we can imagine a 4-D
commandment to 3-D beings: Thou shall not use
your 3-D common sense here!
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Health system not kind to
the poor
Review
by Anuradha
Private
Health Care in India: Social Characteristics and
Trends by Rama V. Baru. Sage Publications, New
Delhi. Pages 184. Rs 295.
LAST decade witnessed
intense globalisation and privatisation in every
sphere of life in all developing countries.
Health care is no exception and has not escaped
this proliferating rush. Our country had adopted
a planned approach to the development of health
services, with the state playing the pivotal role
in training personnel for as well as management
of health services. Simultaneously, the state had
not only accommodated the private sector but also
protected private interests in the health sector.
By the mid-1980s, the government began to openly
accept its incapacity to fully meet the health
needs and began to allow a substantial role to
the private sector in health care and the
delivery system.
The national
health policy document was issued in 1983 which
mainly laid stress on peripheral services and the
preventive aspects of health. It became a hoax,
more or less like the "Health for all by
2000 AD" slogan. Now we are in 2000 AD and
nobody is talking about that goal. Although major
health issues have been implemented from time to
time, the national health policy has not been
revised till date.
Our country
today follows a mixed policy to health services
with the growth of the private sector being
closely linked to the public sector at different
stages. This nearly two-decade-old policy has not
been reviewed although there is a clear shift
towards the private sector. Except a few
socialist countries like Cuba where the state is
the sole provider of medical care, most of the
developed and developing countries have a
two-track health services policy. The erstwhile
socialist bloc was capable of providing free
health services to all people and the collapse of
the system is proving how the health care when
sold to the private hands will jeopardise the
system itself at the national level.
The growth of
welfare state in the developed as well as the
developing countries acted as a counter-magnet to
the communist appeal and hence the governments
were keen on giving free and top class medical
and other facilities to the working class. The
unipolar world with the USA as the sole
chieftain, there is no compulsion for a
pronounced pro-working class stance and countries
can openly shift to the private sector and wink
at its profit motive. Welfare state has become a
meaningless word. In India, where a significant
section of the population lives in poverty, the
additional burden of paying for medical care in
private hospitals will lead to further
pauperisation.
This book makes
a valuable contribution to the understanding of
the interface between technology, society and
public health. Rama V. Baru is among the pioneers
who have taken up the challenge of analysing the
process and impact of privatisation of medical
care on health services. The work is basically
based on her PhD thesis and is very relevant
today. She begins with the Bombay Plan of 1945
when the seeds of privatisation were sown in our
country. Her discussion covers the period up to
the mid-1990s.
This creative
study explores not only the trends in
privatisation of health care and delivery system
during the past five decades but also its
socio-economic basis. Rama Baru analyses the
emerging patterns of medical care in the private
sector in a historical and global perspective
mainly on the basis of a study of private
hospitals in Hyderabad city. She has investigated
the role of medical professionals, particular
social classes and the flow of international
capital, all of which have shaped privatisation.
The book also
lucidly explains the links between the public and
private sectors and the complex social processes
through which these interests have got
concentrated.
The uniqueness
of the book is that the author has examined the
social basis of privatisation. Dr Baru has
clearly demonstrated through her in-depth study
of the background of medical entrepreneurs that
there has been a movement of capital away from
agriculture and industry into the medical sector.
She shows how the growth of the private sector
has had a negative impact on the public sector.
At the same time she raises pertinent questions
about the quality of health care, the efficiency
of health services and the social responsibility
of medical professionals.
The book is
broadly divided into five parts and each is a
complete chapter in itself. The first chapter
deals with an overview of privatisation of health
care at the national and international levels and
describes the basic theme of the book. This
chapter is a lucid summary of the book.
The second
chapter deals with the concept of mixed economy
in the health care delivery system. It is a
review of the government policy framed for the
private sector and offers a detailed reading of
the reports of various committees constituted
from time to time and other relevant studies. The
growth of private practice in India from the
pre-independence period up to the mid-1990s is
described in detail. The debate over the Bombay
Plan versus the Peoples Plan, when the
seeds of private sector were sown in the
mid-1940s, is imaginatively covered. The approach
of the first Five Year Plan reflected the views
of the authors of the Bombay Plan by clearly
stating the place of the private sector in
planned development. After that in every Five
Year Plan, the share of the expenditure on health
has decreased and now it is less than 2 per cent
of the GDP.
A careful
perusal of the various committee reports
indicates that the policy followed by the
government vis-à-vis the private sector can best
be described as a laissez-faire approach where
the state exercises no control. Over the years
the private sector has grown and diversified and
the present policy of liberalisation has added to
the momentum. An important point that needs to be
kept in mind while studying the growth of the
private sector in India is that it is not
independent of the public sector as it seems to
be. The state, through its investment in training
human resources and creating institutional
facilities, has provided the base for the growth
of the private sector. Even within the public
sector one finds that a large percentage of
doctors practise privately and private interests
in pharmaceutical and medical equipment
industries play an important role in formulating
public policy.
It is also
important to study the trends, characteristics
and distribution of private medical enterprises
at the national and state levels. The third
chapter deals with the structure and utilisation
of private enterprises. It basically looks at the
composition and functioning of the private sector
in relation to the public sector in rural as well
as urban areas across the country. The empirical
basis of this chapter is provided by the relevant
survey reports published by the Central
Statistical Organisation and the Central Bureau
of Health Intelligence and the Ministry of Health
and Family Welfare. This is important because the
distribution of the private institutions relative
to the public sector determines the availability
and therefore can explain the utilisation pattern
across the states.
The fourth
chapter deals with the social roots of private
medical care based on a study of Hyderabad. The
heterogeneity of the private sector and its
inter-relationship with the public sector is
presented in detail in this chapter. At the
beginning of this chapter, the history of the
allopathic medical service in Hyderabad has been
elaborated. The administrative structure of the
hospitals as well as the characteristics of
growth of nursing homes and hospitals between
1991 and 1997 are also described. The nature of
assistance provided by the state to private
nursing homes for family planning and
immunisation services and the link with other
national health programmes are clearly brought
out.
The fifth
chapter deals with some of the factors that have
contributed to the growth of the private sector
in medical care based on an in-depth study of
private institutions in Hyderabad, which applies
to other cities as well. In addition, some of the
recent debates on the implications of
privatisation of health service planning are
discussed by studying the experience of some
developed countries.
Medical care in
the developed countries like the UK and the USA
has been discussed and compared to the Indian
situation with regard to issues like mixed
economy in medical care, the rise of corporate
medicine and the role of multinational
corporations, both medical and pharmaceutical, in
promoting curative, specialist and high-tech
services across the world. The impact of these
factors on the planning for future health care
services has also been elaborated.
As a ready
reference a list of abbreviations has been given
in the beginning of the book. Statistical figures
are given in a tabulated form to make it easy for
everyone to understand the subject. The foreword
of the book has been written in a lucid way by
Prof Imrana Quadeer giving revealing details
about the book. There is a bibliography and the
list of references is very helpful as a source of
further reading.
Although the
book has been published in 1998, it is silent on
the implications of the GATT/WTO/WB/IMF on our
health care delivery system. Some of the
developments which have been examined surfaced
during different rounds of GATT negotiations and
privatisation started in almost all fields. Now
the Union Government has amended the Indian
Patents Act, 1970, to provide patent to the
process as well as the product. This will hit the
drug industry making medicines more costly and
ultimately placing the health care delivery
system beyond the reach of the common man.
The book is also
silent on a way out of the effects of
privatisation. The cost of the book, Rs 295,
takes it away from an ordinary reader and it may
be mainly purchased by libraries as a reference
book.
The author
concludes that in a country where a big section
of the population lives below the poverty line,
the additional burden of paying for medical care
will result in further pauperisation of the
masses. With its new insights, this book is of
immense interest to the health professional and
policy maker and to all those involved in public
health, medical sociology, health economics and
management and development studies.
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Village view of terrorism:
doxa or episteme?
Bhupinder
Singh writes from Patiala
THIS refers to Surjit
Hans flattering review of "Terrorism
in Punjab", a survey report authored by Prof
Harish Puri and his two colleagues at Guru Nanak
Dev University (The Tribune, April 8).
Apparently, the book describes what the village
folk, or rather the select respondents in select
villages, felt or believed to be true about
different aspects of recent Sikh militancy in the
state.
Unfortunately,
however, we are never told by the reviewer who
the respondents were or when and how the
information was collected. Such a disclosure
could qualify the merits of the survey in
important ways. For all of us know how the
popular perception of militancy varied and
changed in response to the vicissitudes of the
movement. Recall, for example, the progressive
appearance and disappearance of the saffron
turban or of the flowing beard in this context.
Be that as it
may, it is not at all clear how the uncritical
recording of public opinion (doxa) can
throw light on either the genesis and course of
militancy or its eventual decline. In the history
of social theory, no major thinker has ever
relied on public opinion for the understanding or
explanation of social facts. Marx never
interviewed industrial workers or collected
information about their social background,
motivation and behaviour for uncovering the law
of motion of capital. Nor did Durkheim attach
much significance to popular beliefs in his
classic studies of division of labour, suicide
and religion. As Levi-Strauss was to clarify
later, conscious models held by people are very
often attempts at justification and camouflage
rather than disinterested explanation. The view
is shared by Freud and in his own way by Husserl
as well.
Let me address,
for example, the specific issue of motivation of
those who joined the violent stream. According to
the respondents interviewed by Harish Puri et
al, at least 38 per cent joined for fun; 12
per cent for loot; 5.26 per cent for Khalistan,
and so on.
For one, it is
never easy for a person even to know his own
mind; how can others be so sure about what really
appeals to him? For another, individual
intentions hardly ever account for objective
social processes. As early as 1897, Durkheim had
statistically demonstrated that suicide rates in
a given society could not be understood in terms
of the disparate intentions of the victims. Much
more to the point would be the notion of
political unconscious (Jameson) or that of
habitus (Bourdieu) for probing the deeper springs
of human action in the social context, but I
shall not press this point for the moment and
instead would recall a parallel from Sikh history
to drive home my point.
In his useful
work "The Sikh Gurus and Sikh Society",
Niharranjan Ray states: "At the time of Guru
Hargobind the masands .. were also
directed to collect arms and horses for the
standing army. That he was determined to build up
and was actually doing so by recruiting among
others, mercenary Pathans, deserters from the
Mughal army, highway men and sometimes even
robbers and criminals, is very clear from
available evidence" (p 25). Given their
background and motivation, where would the
Gurus recruits stand in public esteem? And
would this esteem exhaust the truth and reality,
or meanig and value, of the compact or alliance
between the Guru and his recruits?
Nicos
Poulantzas, a structuralist Marxist, once talked
of the flawed problematic of the subject:
"According to this problematic, the agents
of a social formation, men, are not
considered as the bearers of objective instances
(as they are for Marx), but as the genetic
principle of the levels of the social whole. This
is the problematic of the social actors,
of individuals as the origin of social action:
sociological research leads .. to the search for finalist
explanations founded on the motivations of
conduct of the individual actors."
In a similar
vein, Maurice Godelier, the well-known French
anthropologist and economist, wrote: "The
scientific conception of reality does not
arise by abstraction from the spontaneous
or reflected conceptions of individuals. On the
contrary, it must destroy the obviousness of
these conceptions in order to bring out the
hidden internal logic of social life." Of
course, both Godelier and Poulantzas were putting
a gloss on what Marx had said in The Capital (Vol
3): "Science would be superfluous if there
were no difference between the appearance of
things and their essence."
It seems to me
that Prof Puri and his associates have succumbed
to appearances, to the problematic of the
subject, or more plainly, to a naive empiricism
found wanting by Marxist, "post"
theorists (followers of Heidegger and Neitzsche)
and critical realists alike. Opinion surveys, as
the members of the Frankfurt School noted long
ago, "tended to stop at producing quantified
facts and did not go deeper towards genuine
sociological interpretation. They simply recorded
opinions held by individuals without asking why
they held them."
May I remind
reviewer Surjit Hans, who is either a poet or
a historian but never the two together much
against the advice of Aristotle and Jacob
Burckhardt, that from the Greeks to Husserl and
after, public opinion (doxa) has never
been equated with knowledge (episteme), much
less with wisdom (sophia). As far as I can
judge, "Terrorism in Punjab"
takes off with no significant hypothesis and
arrives at no generalisation (except if it be
that the poor peasant youth exemplify "rural
idiocy" and barbarism!). At the best, the
survey can yield some useful information which
has to be critically appropriated and placed in
perspective.
One can apply to
the findings of what are known not without
reason as opinion surveys, the judgement
on public opinion in general formulated by Hegel
in his "Philosophy of Right": "It
deserves to be respected and despised. Respected,
because even ideologies, the necessarily false
consciousness, are an element of social reality,
with which anyone who desires knowledge of the
reality itself must be acquainted. But despised:
that is their claim to truth criticised.
Empirical research becomes an ideology itself as
soon as it gives public opinion absolute
status."
Over to you Prof
Puri and your friends, including Hans. Now, it is
between you and Theodor W. Adorno, the critical
theorist, whom I quoted above.
References to
Poulantzas and Godelier are from Blackburns
"Ideology in Social Science," while
Adornos remarkable piece on "Sociology
and Empirical Research" appears in Paul
Connertons "Critical Sociology".
The remaining quote is from "The Penguin
Dictionary of Sociology".
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BOOK
EXCERPT
Mandarins
of Mauryan regime
This is
extracted from "Governance in Ancient
India by Anup Chandra Pandey and
published by D.K. Printworld, New Delhi
THE Mauryan period
witnessed the end of several important trends set
in motion during earlier periods. The assertion
of political supremacy of the Magadhan kingdom,
which started during the days of Bimbisara in the
sixth century BC, reached its fruition by the
time of Chandragupta Maurya who presided over an
all-India empire. As a result of its expansionist
policy, Magadha annexed to it the small
republican and monarchical states to transform
itself into a vast empire. Chandragupta
Mauryas victory over Seleucus led to the
annexation of a great part of Afghanistan and
Baluchistan to the Mauryan empire which now
touched the boundary of the Syrian empire. The
common border of the Indian and Syrian empires
was bound to influence each other in many
respects.
Economically
also, the Mauryan period witnessed great changes.
The greater use of iron in the manufacture of
agricultural implements during the previous ages
had already led to the clearing of forests and
reclamation of more and more land for
agricultural purposes. The attitude of the
Brahmanical religion towards marriage as a
mandatory social institution and the insistence
on many sons and daughters led to a gradual
growth of population, augmenting the manpower of
each family which was put to effective use in
economic and vocational pursuits. Large families
were bound to occupy new areas. Greater manpower,
better tools of agriculture, familiarity with new
lands, commercial contact with the outside world,
which were gradually developing more and more
since the days of Persian and Greek invasions,
emergence of money economy as early as the sixty
century BC resulting in the appearance of
numerous trade centres and urban habitats, had
combined to create great socio-economic problems
for the Mauryan state. The widening gulf between
the poor and the rich, between the employees and
the employers, between landlords and labourers,
and between free men and slaves must have led to
socio-economic tensions by the time of the
establishment of the Mauryan empire.
The Buddhist
call to the people to renounce families and join
the Buddhist order for the sake of individual
salvation must have threatened numerous families
with the loss of their bread-winners, spelling
all round social disorder. Thus, the growing cult
of renunciation before the Mauryan period also
called for state intervention to regulate the
social behaviour of the people.
This way the
Mauryan state was confronted with an
unprecedented situation and the age-old political
system, which had well-served the needs of
smaller kingdoms, reached its limitations and
demanded innovations. It must be said to the
credit of the Mauryas that they were aware of the
requirements of their times and gave a completely
new orientation to their policies and a new
dimension to Indian polity. This explains why the
Mauryan state and government were very different
from their counterparts in the past in the matter
of structural organisation and implementation.
The Mauryas
organised a bureaucracy which had no parallel in
the preceding and following ages in northern
India. Caste numbers mentioned by Megasthenes, in
fact, referred to Mauryan civil service
consisting of all high civil and military
officers. Kautilyas long list of officers
also indicates its high number and power. As
before, in the Mauryan period also, the word amatya
denoted the civil service as a whole.
Though the world
is as old the Rigved, its nature, scope and
functions kept on steadily widening. A karika on
Panini explains the formation of the word amatya
from the root ama with tyap
pratyaya added to it. The root ama is
understood to mean "near" or
"with". Thus, the amatya would
be that body of officials which would always be
near or with the king.
Though the word amatya
is frequently used in Arthasastra of
Kautilya, it is conspicuous by its absence in the
Asokan inscriptions. Instead, they use the word purusa
which may not designate a particular class of
officers, as suggested by some scholars, but the
whole civil service. This point of view is
further supported by the fact that Asoka had
classified purusa in three groups ukasa
(superior), majjhima (middling) and gevaya
inferior in the way Kautilya had
classified amatyas in three groups. It is
again illogical to identify the purusas of
Asoka with gudhapurusas of Kautilya. In
fact, purusas were the rajapurusas who
constituted the civil service since the days of
the epics.
Incidentally,
Kautilya makes a difference between amatya and
mantrin when he makes the following
observations: "Having divided the sphere of
their powers and having definitely taken into
consideration the place and time where and when
they have to work, such persons shall be employed
not as councillors (mantrins), but as
ministerial officers (amatyas)."
Obviously,
Kautilya held mantrins much more
important than amatyas. However, most of
the Indian works, including Amarakosa, have
used the words mantrin and sachiva as
synonyms. In Arthasastra the word sachiva stands
for adviser, in general, ministers as well as
non-ministers.
Kautilya was
against one-man rule. Even a small kingdom, not
to say the huge Mauryan empire, could not be run
by a king. Kautilya very clearly says that,
"kingship is possible only with the aid of
assistants; a single wheel cannot run a
chariot". He envisages the cooperation and
coordination of the king and the civil service in
the management of the affairs of the state.
Hence, he shall employ ministers (sachiva)
and hear their opinion. The word sahaya does
not mean an ordinary assistant. It has been used
for the amatya or mantrin in
earlier literature as well.
All undertakings
were rooted in the amatyas. To quote
Kautilya: "amatyamulah samarambhah."
They were responsible for executing all schemes
of the government and ensuring the integrity and
prosperity of the state. He regarded the king (svami)
and civil service (amatya) as the first
two of the seven limbs of the state.
Since the amatyas
constituted the backbone of the administration,
great care was taken to appoint the right type of
persons as amatyas. According to Kautilya,
they should possess the following qualifications:
A native of the soil, high-born, influential,
well-trained in arts andcrafts, far-sighted,
wise, of retentive memory, intelligent, skilful,
bold, eloquent, sweet in speech, good debater,
full of enthusiasm and energy, self-controlled,
of amiable nature, firm in royal devotion, free
from qualities exciting hatred and enmity, of
tested honesty, possessing an attractive
personality.
It is clear from
the above statement that though high birth of a
candidate was of consequence, no mention has been
made of his heredity. It may indicate that the
civil service in the Mauryan period had not
become hereditary.
While the
Mahabharata speaks of five upadhas
(tests), Kautilya mentions only four
namely, dharmopadha, arthopadha, kamopadha
and bhayopadha which an amatya was
subjected to. Generally, those who got thought
the dharmopadha were appointed as judges.
Those who passed the arthopadha were
appointed as high functionaries in the revenue
department. The candidates who cleared kamopadha
were put in charge of the kings pleasure
gardens and harems. Those who proved their
fearlessness in the bhayopadha were
recruited as the kings bodyguards.
The candidates
passings all the four tests were regarded as most
suitable and were given posts of mantrins
(ministers). The candidates who showed general
fitness in one or all the tests were absorbed in
jobs away from the king or the capital, such as
those as superintendent of factories, mines,
elephant forests, etc. All these amatyas
were classified under three grades: (1) the top
one; (2) the middle one; and, (3) the average
one. The first one was endowed with all good
qualities required of an amatya. The other
two were wanting in one-quarter or half of those
qualities respectively.
Tirthas
Top-ranking
officers of the Mauryan government have been
designated as tirthas by Kautilya. They
constituted the top brass of the Mauryan civil
service:
The list of the
18 tirthas is headed by mantrin.
This proves two things: first, the king depended
heavily on his councillors. In fact, he could not
take any important decision without holding
consultatioons with them. All actions of the
state were rooted in their counsel. Second, the
state was under the control of the civil
authorities as represented by mantrin and
not by the military authorities led by the senapati
who has been given the third ranking in the list
of tirthas.
Mantrin,
in this list, perhaps means the prime minister,
who was assisted by his colleagues in the cabinet
as well as in the council of ministers. His role
during the illness and death of the king and in
facilitating a smooth take-over by the
heir-apparent has been described by Kautilya as
follows: "The minister (here the prime
minister) shall thus avert the calamities in
which the king is involved long before the
apprehended death of the king, shall, in concert
with his friends and followers, allow visitors to
the king once in a month or two (and avoid their
visits on other occasions) under the plea that
the king is engaged in performing such rites as
are calculated to avert national calamities or
are destructive of enemies or capable of
prolonging life or of procuring a son.
"...having
gradually placed the burden of administration on
the shoulders of the heir-apparent, the minister
may announce the death of the king to the
public."
"He had his
headquarters at the capital to be always
available to the king and other functionaries of
the state on all times."
Besides the
prime minister, there were other ministers (mantrins)
as well. As stated earlier, those who got through
all the tests (upadhas) were appointed as mantrins.
Since mantrins were the most important
part of the government structure, a lively debate
had been going on in ancient India as to who
should be entrusted with the coveted job of mantrin.
Kautilya has quoted the opinions of his
predecessors in this regard. One of them,
Bharadvaja had observed that the "king
should employ his class-mates as his ministers,
for they can be trusted by him in as much as he
has personal knowledge of their honesty and
capacity".
However,
Visalaksa differs from Bharadvaja saying that
they had been his play-mates also and, therefore,
would despise him. He would, therefore, want the
king to employ such persons as his ministers
whose secrets he shared. Pisuna had yet another
point of view. He thought that devotion alone was
not enough, if a minister was wanting in
intelligence.
Kaunapandata
laid down the principle of heredity in matters of
appointment. One whose father and grandfather had
held the ministerial post deserved to be
appointed as minister. "Such persons by
virtue of their knowledge of past events and of
established relationship with the king will,
though offended, but never desert him."
Vatavyadhi tended to believe that hereditary
persons in ministerial jobs developed vested
interests. So new persons should be appointed as
ministers on the basis of their proficiency in
polity. "He shall employ as ministers such
new persons, who will regard the king as the real
sceptre-bearer and dare not offend him".
Bahudantiputra
makes his point in the following manner: "A
man possessed of only theoretical knowledge and
having no experience of practical politics is
likely to commit serious blunders when engaged in
actual works. Hence, he (the king) shall employ
as ministers such as are born of high family and
are possessed of wisdom, integrity of purpose,
bravery and loyal feelings in as much as
ministerial appointments shall purely depend upon
proper qualifications and merit for the
job."
Kautilya has
endorsed the point of view of Bahudantiputra when
he avers that, "This is satisfactory in all
respects, for a mans ability is inferred
from his capacity shown in that work."
Secrecy of
deliberations was regarded as the root of success
of the state undertakings. With a view to
ensuring it, one of the political thinkers of
ancient India, Bharadvaja, went to the extent of
saying that the king should not deliberate with
any minister, and the latter their own. This
successive line of ministers, he believed, led to
the leakage of secrets.
But Bharadvaja
had few to support his gospel of despair. Almost
all ancient Indian political thinkers had it that
the king should never take a decision without
consulting his ministers. To quote Visalaksa:
"No deliberation made by a single individual
will be successful. The king should despise none
and hear all." Pisuna also advised the king
to consult capable persons. Kautilya was of the
opinion that the king "shall consult three
or four ministers... A single minister proceeds
wilfully and without restraint. In deliberating
with two ministers, the king may be overpowered
by their combined action. But with three or four
ministers he will arrive at satisfactory results.
With ministers more than four in number, he will
have to come to a decision after a good deal of
struggle, nor will he have to come to a decision
after a good deal of struggle, nor will the
secrecy of counsel be maintained without much
trouble."
Three or four
ministers should enjoy the utmost confidence of
the king and constitute his inner cabinet. These
ministers who met the king daily in the morning
in the fourth hall of the palace. They also
accompanied the king to the battlefield and
filled the army with greater enthusiasm. They
also chose spies for specific purposes. They
formed the highest deliberative body and
formulated the policies of the government. The
king could consult all, even one of them, as per
the need, or even take decision by himself. To
quote Kautilya, "desakalakaryavasena
tvekena saha dvabhyameko va yathasamarthyam
mantrayet."
The ministers
were expected to express their opinion freely
even if it was not to the liking of the king.
This explains why the king was enjoined upon not
to lose his temper while deliberating with his
ministers. Though the king was free to accept or
reject the opinon of his ministers, generally he
went by the majority decision (bhuyistham).
There was
another body to execute these policies. This was
the mantriparisad or the council of
ministers which was different from themantrin
referred to above. Kautilya makes a clear
distinction between the two. While the mantrin
held consultations with the king daily, the
council of ministers was convened only in an
emergency (atyayika karya). The number of mantrin
was three or four, but the council of ministers
could have any number in accordance with the
requirements (yatha samarthyam). While the
salary of each minister was 48,000 panas per
annum, that of the member of the council of
minister was 12,000 panas.
The mantri
parisad seems to have been an old
institution. The Jatakas mention it as paritha.
Later if finds mention in the Asokan inscriptions
as parisa. An Asokan edict informs us that
the council instructed yuktas in
particular, in regard to the inspection of
personal accounts of the people. It seems that
the king was constrained to pass oral orders at
times. But they too had to be debated by the
council of ministers and its opinion was known to
him before the king took a final decision about
their implementation. This explains why Asoka
wanted debates of the parisad to be known
to him immediately at all places and at all
times.
It can safely be
inferred from these allusions to the parisad
that the king consulted it even when in an
emergency, sometimes he could not attend its
meetings, so its decisions were conveyed to him.
In case a member of the parisad was not in
a position to attend, he could send his opinion
in writing.
Thus, whereas
the mantrin were a policy-making body, the
mantriparisad was the implementing body.
It was its responsibility to start the work
decided upon, to complete the work which was in
progress, to improve the completed work and to
see that the orders were strictly followed.
Though inferior to the cabinet, it played an
important role in the governance of the kingdom.
It was, in nature, the Mauran counterpart of our
modern secretariat.
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